Broker Check

About Private Advisor Group

As members of Private Advisor Group, a nationwide network of leading financial advisors, we receive world-class service, vigilant risk-management in the form of compliance and supervisory oversight, and access to a community of like-minded advisors with whom we share best practices. By outsourcing the compliance functions, we are able to focus our attention on delivering the best service and strategies for our clients. In addition, Private Advisor Group leverages the technology, trading, custodial, and clearing services of LPL Financial, the number one independent broker-dealer in the industry.*

Integrated technology platform
Trading and clearing
Data management and reporting
Practice management support
Monthly statements

World-class service
Dedicated transition team
Compliance and supervisory oversight
Wide array of investment strategies
Quarterly performance reports
Built-in succession plan

*As reported in Financial Planning magazine, 1996-2014, based on total revenues.

Securities offered through LPL Financial, member FINRA/SIPC. Investment advice offered through Private Advisor Group, a registered investment advisor and separate entity from LPL Financial.